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Discovered 5d ago

Compliance Officer -Merchant Banking
Intellectual Capital HR Consulting Pvt. Ltd.•Linkedin
LocationAhmedabad, Gujarat, India
Work Modeonsite
Experience3+ yrs
Compensation~₹8–14 LPA
About the Role
Key Responsibilities:
- Handle Investor Grievance Redressal on SEBI SCORES and Exchange platforms, ensuring timely closure.
- Prepare and file all monthly, quarterly, and yearly Merchant Banking returns with SEBI and Exchanges.
- Ensure full PIT Compliance including SDD maintenance, trading declarations, UPSI controls & reporting.
- Monitor adherence to SEBI Merchant Banker Regulations, Due…

