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Discovered 5d ago
Intellectual Capital HR Consulting Pvt. Ltd.

Compliance Officer -Merchant Banking

Intellectual Capital HR Consulting Pvt. Ltd.•Linkedin
LocationAhmedabad, Gujarat, India
Work Modeonsite
Experience3+ yrs
Compensation~₹8–14 LPA

About the Role

Key Responsibilities: - Handle Investor Grievance Redressal on SEBI SCORES and Exchange platforms, ensuring timely closure. - Prepare and file all monthly, quarterly, and yearly Merchant Banking returns with SEBI and Exchanges. - Ensure full PIT Compliance including SDD maintenance, trading declarations, UPSI controls & reporting. - Monitor adherence to SEBI Merchant Banker Regulations, Due…